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Contents

14.1 Scope.

14.2 Definition of Associate.

14.2.1 Extract from FRS102: Section 14.2-14.3.

14.2.2 OmniPro comment

14.2.2.1 What forms of entities can be considered an associate.

14.2.2.2 Significant influence (the ability to assert the influence even if it is not asserted)

14.2.2.2.1 Requirements to consider potential voting rights where reviewing significant influence.

14.2.2.2.2 How is significant influence demonstrated.

14.2.2.2.3 When can the 20% or more holdings be rebutted – significant influence.

14.2.2.2.4 Consideration when slightly less than 20% held.

14.3 Measurement—accounting policy election.

14.3.1 Extract from FRS102: Section 14.4-14.4B.

14.3.2 OmniPro comment

14.3.2.1 Investor the is not a parent or is a parent but is exempt from preparing consolidated accounts (i.e.individual entity accounts).

14.3.2.2 Investor is a parent and prepares consolidated financial statements and does not hold associate as part of an investment portfolio.

14.3.2.3 Investor is a parent that prepares consolidated financial statements and holds associate as part of an investment portfolio.

14.4 Cost model

14.4.1 Extract from FRS102: Section 14.5-14.6.

14.4.2 OmniPro comment

14.4.2.1 Measurement

14.4.2.1.1 Definition of cost

14.4.2.2 Impairments.

14.4.2.3 Deferred tax under the cost model

14.4.2.4 Illustration of the cost model

14.4.2.5 Recognition of Income.

14.5 Equity method.

14.5.1 Extract from FRS102: Section 14.8(a)-18.8(h)

14.5.2 OmniPro comment

14.5.2.1 Overview.

14.5.2.2 Application of equity accounting.

14.5.2.2.1 Goodwill

14.5.2.2.2 Worked example illustrating equity accounting requirements.

14.5.2.3 Impairments.

14.5.2.3.1 Impairment review required even where associate has booked an impairment in its own financial statement

14.5.2.4 Transactions with associates.

14.5.2.5 Date of associates financial statements.

14.5.2.6 Uniform Accounting policies

14.5.2.7 Losses in excess of investment

14.5.2.8 Deferred tax on unremitted earning in the consolidated financial statements.

14.5.2.8.1 Overview.

14.5.2.8.2 Timing difference to reverse through sale.

14.5.2.8.3 Timing difference to reverse through receipt of dividends.

14.5.2.8.4 Example of deferred tax on unremitted earnings.

14.6 Discontinuing the equity method.

14.6.1 Extract from FRS102: Section 14.8(i)

14.6.2 OmniPro comment

14.6.2.1 Overview.

14.6.2.2 Illustration of the requirements where equity accounting is discontinued or associate is disposed of (or part thereof)

14.6.2.2.1 Full derecognition of associate due to sale.

14.6.2.2.3 Transfer of associate as a result of loss of significant influence due to sale.

14.6.2.2.4 Loss of significant influence not due to sale.

14.7 Initial carrying amount of an associate following loss of control of an entity.

14.8 Step increase in an existing associate.

14.9 Step increase from investment/financial asset to associate.

14.10 Fair value model – entity that is not a parent or is not required to prepare consolidated accounts.

14.10.1 Extract from FRS102: Section 14.9-14.10A.

14.10.2 OmniPro comment

14.10.2.0 Overview.

14.10.2.1 Fair value through other comprehensive income (OCI)

14.10.2.1.1 Measurement and recognition.

14.10.2.1.2 Treatment of transaction costs.

14.10.2.1.3 Frequency of valuations.

14.10.2.1.4 What happens when fair value cannot be measured reliably.

14.10.2.1.5 Deferred tax.

14.10.2.1.6 Example of application of Fair Value through Other Comprehensive Income model

14.10.2.1.7 Recognition of income.

14.10.2.2 Fair value through the profit and loss.

14.10.2.2.1 Measurement and recognition.

14.10.2.2.1.1 Fair value.

14.10.2.2.2 Frequency of valuations.

14.10.2.2.3 What happens when fair value cannot be measured reliably?.

14.10.2.2.4 Example of application of Fair Value through profit and loss model

14.11 Disclosure requirements.

14.11.1 Extract from FRS102: Section 14.11-14.15A.

14.11.2 OmniPro comment

14.11.2.1 Presentation.

4.11.2.2 Disclosures.

14.11.2.2.1 Analysis.

14.11.2.2.2 Consolidated financial statements.

14.11.2.2.2.1 Accounting policies – consolidated financial statements.

14.11.2.2.2.2 Notes to the financial statements.

14.11.2.2.2.2.1 Financial assets.

14.11.2.2.2.3 Consolidated profit and loss amount showing share of associates.

14.11.2.2.3 Parent entity financial statements.

14.11.2.2.3.1 Accounting policies.

14.11.2.2.3.2 Notes for the financial statements.

14.11.2.2.3.2.1 Financial assets.

14.11.2.2.3.3 Profit and loss accounts for entity that is not a parent

 

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14.3 Measurement—accounting policy election
14.3.1 Extract from FRS102: Section 14.4-14.4B

14.4  An investor that is not a parent but that has an investment in one or more associates shall, in its individual financial statements, account for all of its investments in associates using either: 

(a) the cost model in accordance with paragraphs 14.5 to 14.6;

(c) at fair value in accordance with paragraphs 14.9 to 14.10A; or

(d) at fair value with changes in fair value recognised in profit or loss.

The appendix to Section 2 Concepts and Pervasive Principles provides guidance on determining fair value.

 14.4A  An investor that is a parent shall, in its consolidated financial statements, account for all of its investments in associates using the equity method in accordance with paragraph 14.8, except as required by paragraph 14.4B.

14.4B  Where an investor is a parent and has an associate that is held as part of an investment portfolio, the associate shall be measured at fair value with changes in fair value recognised in profit or loss in the consolidated financial statements.

14.3.2 OmniPro comment
14.3.2.1 Investor is not a parent or is a parent but is exempt from preparing consolidated accounts (i.e.individual entity accounts).

The options for a holder of an investment in an associate who is not a parent can choose to as detailed in Section 14.4 of FRS 102 :

An entity should apply the accounting policy chosen consistently for all investments which meet the definition of an associate.

14.3.2.2 Investor is a parent and prepares consolidated financial statements and does not hold associate as part of an investment portfolio.

For such a parent company preparing consolidated financial statements the associate must be accounted for: In the consolidated accounts as per Section 14.4A of FRS 102

14.3.2.3 Investor is a parent that prepares consolidated financial statements and holds associate as part of an investment portfolio

The investment is held as part of an investment portfolio in which case the interest should be measured:

An investment is held as part of an investment portfolio as defined in Appendix I of FRS 102 is ‘if its value to the investor is through fair value as part of a directly or indirectly held basket of investments rather than as a media through which the investor carries out business’.

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Examples

Example 1: Potential voting rights.

Example 2: Potential voting rights.

Example 3: Cost model

Example 4: Dividend paid out of pre-acquisition reserves.

Example 5: Equity method accounting.

Example 6: Elimination of profit where investor sells goods to investee.

Example 7: loss in excess of investment

Example 8: Deferred tax on enremitted earnings 

Example 9: Full derecognition of associate due to sale.

Example 10: Partial derecognition of associate due to sale but significant influence still retained.

Example 11: Transfer of associate as a result of loss of significant influence due to sale.

Example 12: Loss of significant influence not due to sale.

Example 13: Initial carrying amount of an associate following loss of control of an entity (moving from a subsidiary to associate interest)

Example 14: Step increase in an existing associate.

Example 15: Step increase from investment /financial asset to associate.

Example 16: Adoption of fair value through other comprehensive income.

Example 17: Adoption of fair value through profit and loss.

Example 18: Extract from the accounting policy notes to the consolidated financial statements.

Example 19: Extract from notes to the financial statements – associated undertakings note in the consolidated financial statements and consolidated profit and loss.

Example 20: Extract from accounting policy notes to the financial statements for the parent entity financial statements and for an entity that holds an associate interest but is not required to prepare consolidated financial statements 

Example 21: Extract from notes to the financial statements for the parent entity financial statements – Financial asset note.

Example 22: Extract from notes to the financial statements for the for an entity that holds an associate/subsidiary/joint venture interest but is not required to prepare consolidated financial statements – Financial asset note.

Example 23: Extract from the profit and loss account for an entity which is not a parent that holds an investment in an associate/joint venture or an entity that is a parent but consolidated financial statements are not required to be prepared where income is received from an associate/joint venture/subsidiary.

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