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Example 1: Residual value guarantee

An entity leases a digger for 4 years to a customer. The value of the digger at the end of year 4 is estimated to be 35% of the original cost. Based on available market data, the likely range of residual values at the end of year 4 is between 30-45% of original cost. The leasee will guarantee any fall in value below 30% down to 20% of original cost. The lessor will guarantee the amount below 20%.

Given that the lessors exposure to the possibility of having to pay out any money is very remote, this is ignored in the determination, as a result the risks stay with the customer and the customer would more than likely classify this as a finance lease depending on other facts. The minimum lease payments would include the guaranteed minimum value of the digger that being 15% (35%-20%).


Example 2: Changes in lease classification

Company A enters into a 3 years lease on production equipment that has an economic life of 10 years. The entity has an option in the agreement to extend that lease for another 4 years at the market rate. At the inception, Company A did not believe the option would be exercised on inception so as a result treated it as an operating lease. In year 2, the company is almost certain it will extend. This is in effect a change in estimate. Even at this time where they are almost certain, the lease is not reclassified even where it would now be considered to be a finance lease.


Example 3: Accounting for finance leases – initial recognition and subsequent measurement– Lessee

Company A has purchased an asset under a lease arrangement. Details of the lease are as follows:

Fair Value of the Asset

CU50,000

Five Annual Rentals Payable in Advance

CU12,000

Estimate Residual Value on Disposal–

Lessors  Unguaranteed Amount

CU5,000

Useful Life

7 years

The amounts the lessor is expected to receive from the future rentals, any guaranteed residual amounts is used to determine the interest rate implicit in the lease. See calculation below. The effective interest rate amount is the rate that exactly discounts the five rentals of CU12,000 plus the unguaranteed residual of CU5,000 at the end of the lease term for the lessor to the fair value of the asset of CU50,000 as detailed below. (Note if the lessee in this example was entitled to 10% of the residual, then the amount to be utilised in this calculation would be CU4,500 (CU5,000*90%)).This is a rate of 13.477%. This can be obtained through an excel based formula. The first table below shows the calculation performed to ascertain the effective interest rate. The second table is the present value of the minimum lease payments plus the unguaranteed residual value of the lessor.

Table Illustration showing calculation of the effective interest rate:

Year

Opening Balance

Cashflow

Capital Element

Interest for Period 13.477%

Closing Balance

1

50,000

(12,000)

38,000

5,121

43,121

2

43,121

(12,000)

31,121

4,194

35,315

3

35,315

(12,000)

23,315

3,142

26,458

4

26,458

(12,000)

14,458

1,948

16,406

5

16,406

(12,000)

4,406

594

5,000

Table: Present value of the minimum lease payments plus the unguaranteed residual value of the lesser: 

Period Ending

Cashflows

Formula to get PV factor

Discount rate at 13.477% PV factor

Present value of cash flow

1

_            12,000

                        1

                        1

_                 12,000

2

_            12,000

      1/(1.13477)^1

               0.8812

_                 10,575

3

_            12,000

      1/(1.13477)^2

               0.7766

_                   9,319

4

_            12,000

      1/(1.13477)^3

               0.6843

_                   8,212

5

_            12,000

      1/(1.13477)^4

               0.6034

_                   7,237

End of year 5

_              5,000

      1/(1.13477)^5

               0.5314

                  2,657

Total NPV

 

 

 

_                 50,000

Therefore for capitalisation purposes the total amount to be capitalised in the lessees books is the present value of future payments excluding the present value of the residual value totaling CU2,657 above. i.e. amount to be capitalised is CU47,343 (CU50,000-CU2,657). As CU47,343/CU50,000 being the fair value of the asset = 94.6% this would suggest that substantially all the risks and rewards of ownerships have been transferred.

Therefore the journals required on initial recognition are:

 

CU

CU

Dr Fixed Assets

47,343

 

Cr Finance Lease Liability

 

47,343

Being journal to reflect liability for finance leased asset.

NOTE:  the standard states that the lower of fair value of the asset or present value of minimum lease payments should be used. Therefore where the difference is material (may only be the case where some of the residual value risk lies with the lessor), the asset should be classified at the present value of the minimum lease payments. NOTE:   if costs were charged by the lessor these would also be capitalised.

Detailed below are the balances to be booked in subsequent periods:

Year

Opening Balance

Cashflow

Capital Element

Interest for Period 13.477%

Closing Balance

1

          47,343

        (12,000)

          35,343

            4,763

          40,106

2

          40,106

        (12,000)

          28,106

            3,788

          31,894

3

          31,894

        (12,000)

          19,894

            2,681

          22,575

4

          22,575

        (12,000)

          10,575

            1,425

          12,000

5

          12,000

        (12,000)

                   0

                   0 

                   0

 

 

        (60,000)

 

          12,657

 

The finance charge posted at the end of year 1 is CU4,763 and so on for subsequent years (Cr finance lease liability and Dr finance charge). While not mentioned in Section 20, under old GAAP the sum of the digits method was allowed. It may be still appropriate to use this method if it creates a charge which is not fundamentally different from the effective interest method.

From a fixed asset point of view the assets are depreciated over the shorter of their useful life or lease term. As the lease term is shorter this is depreciated over 5 years. Note if the entity could prove that it is likely that they will hold onto the asset after the lease term, then the 8 year period would be appropriate. We have assumed it will have no residual value from the point of view of the lessee as this will be received by the lessor. The journals posted for fixed assets at each year end would be:

 

CU

CU

Dr Depreciation P&L

9,469

 

Cr Accumulated Depreciation

(CU47,343/5yrs)

 

9,469


Example 4: Operating lease with inflationary increases

Company A enters into a lease on a building for 5 years for an annual fee of CU20,000. Under the lease agreement rents will increase in line with the general increase/decrease in published inflation. However, it also stipulates that the minimum inflation rate that will be charged is 2% even where the published rate is lower. As the lease agreement is no longer linked to a general inflation rate and is capped, it does not meet the conditions in Section 20.15(b) so therefore the amount that should be expensed each year is as follows:

CU20,000+(CU20,000*1.02) + (CU20,000*1.04)+ (CU20,000*1.06)+ (CU20,000*1.08)=  Total cost over the 5 years = CU104,080 /5year = CU20,816

Anything above the CU20,816 in any year is expensed as incurred.


Example 5: Rent free period

Company A entered into a lease with a landlord for 10 years with a rent review after year 5. The rent payable on the lease per annum is CU200,000. As part of the agreement, the landlord agreed to provide the first 3 months rent free (CU200,000/12mths*3mths=CU50,000). Under Section 20, the lease incentive needs to be written off over the life of the lease. Assume the lease agreement commenced on 1 October and Company A’s year end is 31 December. The journals required to be posted in Company A’s TB at the 31 December are

 

CU

CU

Dr Rental Expense in P&L

(CU16,250* X 3 months)

48,750

 

Cr Lease Incentive Accrual BS

 

48,750

Being journal to recognise the expense for the first 3 months in year one

From year 2 on, the CU48,750 is written back to the profit and loss and set against the rental expense i.e. at the end of year 2 the accrual would be reduced to CU43,750 (CU48,750-CU5,000) to show the net cost of CU195,000 per annum.

If in the above example the landlord provided a contribution of CU50,000 towards the cost of fixed assets or towards the cost of relocating, the treatment would be the same.

* Calculate the actual total rental payments over the 10 years i.e. actual rent payments are only paid for 9 years and 9 months = CU200,000 *9.75 years= CU1,950,000. Therefore the total amount of rent to be charged over the life of the lease is = CU1,950,000/10 years = CU195,000 per annum or CU16,250 per month. Therefore for the first 3 months an accrual is required as no payment is made. However, this accrual is then reduced over the life of the lease such that the cost shown each year is CU195,000. NOTE:   the date of the rent review is ignored.


Example 6: Finance lease accounting for the lessor

If we take example 3 and apply this from the perspective of the lessor this time as opposed to the lessee. Assume payments are made annually. Note if payments are made monthly then it would have to be completed on a monthly basis.

Year

Opening Balance

Rent Received

Capital Element

Financial Income for Period 13.477%

Gross investment allocated at end of period

Gross earning allocated to future periods

Net investment at end of period

1

50,000

12,000

38,000

5,121

53,000

9,879

43,121

2

43,121

12,000

31,121

4,194

41,000

5,685

35,315

3

35,315

12,000

23,315

3,142

29,000

2,542

26,458

4

26,458

12,000

14,458

1,948

17,000

594

16,406

5

16,406

   12,000

4,406

    594

5,000

5,000

 

 

60,000

 

15,000

 

 

 

The 15,000 represents the interest income earned over the life of the lease (i.e. the CU60,000 in rentals received over the life of the lease plus the expected residual value for which the lessor is entitled to of CU5,000). At any period end the net receivable balance is the unearned finance income plus the residual value. The journals required on initial recognition are:

 

CU

CU

Dr Grossed Leased Asset

50,000

 

Cr Creditors

 

50,000

Being journal to reflect the recognition of the lease of asset

Then throughout the life the finance income will be journaled. For example the journal required at the end of year one would be:

 

CU

CU

Dr Gross Earnings Allocated to Future Periods on BS

5,121

 

Cr Finance Income/Turnover

 

5,121

The receipts into the bank are obviously set against the gross leased asset as they are received.

As can be seen from the above, a key estimation for lessors is the residual value of the asset. Therefore if this change in estimate occurs it is corrected prospectively. The difference between the carrying amount at the date of change in estimate and the recalculated balance using the original effective interest rate is credited or debited to finance income. In order to determine the required carrying value on the revised residual amount, the present value of future receivables needs to be calculated using the same effective rate.


Example 7: Finance lease accounting for the lessor – change in residual value

If we take example 3 and assume that the estimated residual value at the end of year 3 changes to CU4,500. See below the revised cash flows present valued using the original effective rate:

Period Ending

Cashflows

Formula to get PV factor

Discount rate at 13.477% PV factor

Present Value of Cash Flow

3

               12,000

                       1

                        1

               12,000

4

               12,000

    1/(1.13477)^1

              0.8812

               10,575

5

               12,000

    1/(1.13477)^2

              0.7766

                 9,319

End of Year 5

                 4,500

    1/(1.13477)^3

              0.6843

                 3,080

Total PV

 

 

 

               34,973

We then recalculate the interest to be charged over the remaining years.

Year

Opening Balance

Rent Received

Capital Element

Finance Income for Period 13.477%

Gross investment allocated at end of period

Gross earning allocated to future periods

Net investment at end of period

3

   34,973

   12,000

   22,973

     3,096

 37,973.29

   11,904

      26,069

4

   26,069

   12,000

   14,069

     1,896

      25,973

   10,008

      15,966

5

   15,966

   12,000

     3,966

        534

      13,973

     9,473

        4,500

The difference of CU342 between the carrying amount at the end of year 2 as calculated in example 5 of CU35,315 and the recalculated balance at the start of year 3 of CU34,973 is debited against finance income in the year.


Example 8: Sale and leaseback

Company A owned a property which had a net book value at year end of CU100,000 and had a remaining useful life of 28 years. On the last day of the year the company entered into an agreement whereby it sold the property for CU500,000 and as part of the agreement leases this back from the purchaser for a 25 year period. The annual lease rentals on the property is CU70,000. Given that in substance the company still has the risk and rewards of ownership, the company should account for this transaction as follows:

 

CU

CU

Dr Bank

500,000

 

Cr Fixed Assets

 

100,000

Cr Accuals/Deferred Income

 

400,000

Being journal to reflect proceeds from the transaction

 

CU

CU

Dr Fixed Asset

500,000

 

Cr Finance Lease Liability

 

500,000

Being journal to recognise acquisition of the property under finance lease assuming this equated to fair value.

The accrual/deferred income is allocated over the remaining life of the lease each year i.e. CU400,000 / 25 years = CU16,000 per annum. Therefore on a yearly basis the below journal will be posted:

 

CU

CU

Dr Accruals/Deferred Income

16,000

 

Cr Rental Costs P&L

 

16,000

Each year depreciation will be charged on the CU500,000 over its lease term.

The finance lease interest is debited to the profit and loss over the life of the lease as with any other finance lease. The net amount of the depreciation and the rental credit will equate to the previous depreciation that was charged on that asset.

Where the lease is not deemed to be a finance lease, then the it is an operating lease and the asset can be derecognised and the profit/loss can be recognised in the P&L. The only exception to this rule is where the sales prices was not at market value i.e. above or below market value and instead the rent is below/in excess of market rent. In this case the loss/profit should be deferred and amortised over the period for which the asset is expected to be used.

For the purchaser it would be a mirror picture.


Example 9: Lease incentives since date of transition

Company A’s date of transition is 1 January 2014 i.e. 31 December year end. Company A entered into a lease on 2 January 2014 for 10 years with a landlord for a premises it occupies. As part of the agreement the landlord provided a 3 month rent free period (lease incentive of CU200,000/12mths*3mths=CU50,000). The rent payable on the lease per annum is CU200,000. As part of the agreement, the landlord agreed to provide the first 3 months rent free. A rent review/break clause was included which could be initiated at the end of year 5. Under old GAAP, this lease incentive was released to the P&L over the 5 years as was dictated by that GAAP. Therefore at 31 December 2014 the lease incentive accrual under old GAAP was CU40,000 (i.e. the value of the rent free period of CU50,000 / 5 years * 4 years that remain) and the rent cost in the P&L was CU190,000. Assume deferred tax is at 10%. The adjustment will be tax deductible over a 5 year period in the tax computation.

Under Section 20, the lease incentive needs to be written off over the life of the lease which is 10 years. See below for the calculation of what should have been accrued at the 31 December 2014.

The journals required to be posted in Company A’s TB at the 31 December 2014 to correct the old GAAP postings are:

 

CU

CU

Dr Rental Expense in P&L

(CU45,000-CU40,000)

5,000*

 

Cr Lease Incentive Accrual BS

 

5,000

Being journal to reverse understatement of accrual under old GAAP

From year 2 on, the CU45,000 is written back to the profit and loss and set against the rental expense i.e. at the end of year 2 the accrual would be reduced to CU40,000 (CU50,000-CU5,000 for 2014 – CU5,000 for 2015) to show the net cost of CU195,000 per annum.

If in the above example the landlord provided a contribution of CU50,000 towards the cost of fixed assets or towards the cost of relocating, the treatment would be the same.

* Calculate the actual total rental payments over the 10 years i.e. actual rent payments are only paid for 9 years and 9 months = CU200,000 *9.75 years= CU1,950,000. Therefore the total amount of rent to be charged over the life of the lease is = CU1,950,000/10 years = CU195,000 per annum or CU16,250 per month. Therefore for the first 3 months an accrual is required as no payment is made. The accrual is then reduced over the life of the lease (the value of the rent free period was CU50,000). Therefore the accrual required at 31 December 2014 was CU45,000 (CU50,000 less the amount utilised in 2014 of CU5,000 (being CU50,000 / 10 years) compared to the old GAAP accrual of CU40,000.

Given that the company has already been taxed on the additional credit posted in old GAAP of CU500, a deferred tax asset should recognised for the fact that this will be recouped in future tax computations

The journals required are:

 

CU

CU

Dr Deferred Tax Asset

(CU5,000*10%)

500

 

Cr Deferred Tax P&L

 

500

Being journal to reflect deferred tax on the above adjustment

For the year ended 31 December 2015, a similar adjustment will be required (plus the profit and loss reserve adjustment for 2014), however no deferred tax will be required on the 2015 adustment as the tax computation has not been submitted to the tax authorities at the time of preparing the financial statements. 1/5th of the deferred tax asset of CU500 recognised in 2014 will have to be released in 2015 for the fact that a deduction will be obtained in the tax computation for this 1/5th in 2015. The journal required is:

 

CU

CU

Dr Deferred Tax in P&L

100

 

Cr Deferred Tax Asset

 

100

Being journal to release 1/5th of the deferred tax asset to match the tax deduction claimed that year.


Example 10: Extract from an accounting policy note and the related disclosures – Operating Lease Lessors

Leases

(i) Operating leases

Leases in which substantially all the risks and rewards of ownership are retained by the lessor are classified as operating leases. Payments received under operating leases (net of any incentives provided to the lessee) are credited to profit or loss on a straight-line basis over the period of the lease.

(ii) Lease incentives

Incentives received to enter into a finance lease reduce the fair value of the asset and are included in the calculation of present value of future minimum lease payments. 

Incentives received to enter into an operating lease are debited to the profit and loss account, to reduce the lease income, on a straight-line basis over the period of the lease.

Extract from notes to the financial statements

Commitments

At 31 December 2015, the company had the following annual receipts under non-cancellable operating leases that expire as follows:

 

      2015

       2014

 

         CU

          CU

Within one year

    145,000

     145,000

Within two to five years

    100,000

     100,000

Greater than five years

          –

           –


Example 11:  Extract from an accounting policy note operating leases for lessees and related disclosure notes

Leases

(i) Operating leases

Leases in which substantially all the risks and rewards of ownership are retained by the lessor are classified as operating leases. Payments made under operating leases (net of any incentives received from the lessor) are charged to profit or loss on a straight-line basis over the period of the lease.

(ii) Lease incentives

Incentives received to enter into a finance lease reduce the fair value of the asset and are included in the calculation of present value of future minimum lease payments. 

Incentives received to enter into an operating lease are credited to the profit and loss account, to reduce the lease expense, on a straight-line basis over the period of the lease.

Extract from notes to the financial statements

Operating  Profit

Operating profit is stated after charging:

 

    2015

    2014

 

      CU

       CU

Depreciation

 149,999

  170,037

Directors’ remuneration:

 212,000

  225,600

Impairment of assets/goodwill

       –

       –

Profit of disposal of fixed assets

       –

       –

Rentals under operating leases net of lease incentives

       –

       –

Auditors’ remuneration

 

 

Audit

   13,000

   13,000

Non audit services

     3,000

     3,000

Tax Advisory

     3,225

     3,225

Commitments

At 31 December 2015, the company had the following commitments under non-cancellable operating leases that expire as follows:

 

      2015

       2014

 

         CU

          CU

Within one year

    145,000

     145,000

Within two to five years

    100,000

     100,000

Greater than five years

          –

           –


Example 12: Extract from an accounting policy note and related disclosures for financial statements of lessees: finance leases

(a) Leases

Finance leases

Leases in which substantially all the risks and rewards of ownership are transferred by the lessor are classified as finance leases.

Tangible fixed assets acquired under finance leases are capitalised at the lease’s commencement at the lower of the fair value of the leased property and the present value of the minimum lease payments and are depreciated over the shorter of the lease term and their useful lives. The capital element of the lease obligation is recorded as a liability and the interest element of the finance lease rentals is charged to the profit and loss account on an annuity basis. 

Each lease payment is apportioned between the liability and finance charges using the effective interest method.

Extract from notes to the financial statements

10 TRADE AND OTHER PAYABLES <1 YEAR

 

    2015

    2014

 

       CU

      CU

Trade creditors

  708,675

  475,652

Other creditors and accruals

  259,551

  284,139

Bank Loans and overdrafts

1,066,950

2,078,451

Finance Lease

     85,198

     39,933

Corporation tax due

   280,351

     64,812

Other Taxation and Social Security

    25,665

     26,245

Deferred Tax

      7,481

       4,625

 

2,433,871

2,973,863

11 TRADE AND OTHER PAYABLES >1 YEAR

 

      2015

     2014

 

        CU

       CU

Bank Loans 

  1,903,810

 2,130,125

Warranty obligation 

       65,000

        –

Finance lease

     147,400

        –

8% Preference Shares

     104,000

        –

Share appreciation rights

       15,000

        –

 

  2,235,210

  2,130,125

 

Hire purchase contracts – maturity and security

              2015

            2014

 

                CU

                CU

Future minimum payments under hire purchase agreements are as follows:

 

 

 

 

 

In one year or less

           14,049

         13,000

In more than one year, but not more than five years

In greater than 5 years

             5,136

                       –

        4,200

                 –

Total gross payments

           19,185

         16,200

Less hire purchase charges included above

           (1,329)  

         (1,000)

 

           17,856

         15,200

Note to be included under the tangible fixed asset note

The following assets were held under finance lease:

 

2015

 

2014

 

CU

 

CU

Net Book Value

66,884

 

129,389

Depreciation Charge for the Year

29,015

 

31,317


Example 13: Extract from an accounting policy note and related disclosures for financial statements of lessors: finance leases

Gross earnings

Gross earnings comprises the finance charge element of lease rentals, the profit or loss generated on the termination of lease agreements and administration fees pertaining to lease agreements. Gross earnings are stated net of trade rebates and trade discounts, and exclusive of value added tax.

Finance lease and hire purchase agreements

Finance charges are allocated to periods so as to give a constant rate of return on the net cash investment in the lease. The total net investment included in the balance sheet represents total lease payments receivable, net of finance charges relating to future periods. Bad debts are charged to the profit and loss account in the period in which they occur. Recoveries of bad debts previously charged to the profit and loss account are credited to the profit and loss account upon recovery of the bad debt. The net investment in finance lease and hire purchase agreements is stated net of a bad and doubtful debt provision.

Extract from notes to the financial statements

  1. GROSS EARNINGS 2015  2014
    CU  CU
(a) Finance lease agreements    
  Aggregate finance lease rentals 2,000,000 2,000,000
  Capital repayments (180,000) (180,000)
    1,820,000 1,820,000
(b) Hire purchase agreements    
  Aggregate hire purchase installments 20,000 20,000
  Capital repayments (1,000) (1,000)
    19,000 19,000
  Total gross earnings 1,801,000  1,801,000

 

  8. NET INVESTMENTS IN FINANCE LEASE AGREEMENTS 2014 2013
  LEASE AGREEMENTS CU CU
  Net investments in finance lease agreements XXXXXX XXXXX
  Hire purchase contracts XXXXXX XXXXX
  Provision for doubtful investments (XXXXX) (XXXXX)
    301,010,000 301,010,000
  Analysed as follows    
  Amounts falling due within one year  85,993,869 85,993,869
  Amounts falling due after more than one year 215,006,131 215,006,131
    301,010,000 301,010,000
  The net investment in finance lease agreements comprises:    
  Total rentals receivable 368,010,000 368,010,000
  Less finance charges allocated to future periods (67,000,000) (67,000,000)
    301,010,000 301,010,000
  Assets acquired during the year for the purpose of:    
  Leasing under finance lease agreements 128,000,000 128,000,000
  Supply under hire purchase contracts                      –                    –
    128,000,000 128,000,000

 

All of the assets were acquired from other group undertakings. Assets relating to agreements terminated during the first three years of the primary term, for reasons other than upgrade or settlement, are the subject of a ‘buyback’ agreement.  The buyback value is dependent on the age of the asset and is calculated as a percentage of the capital value of the asset. The residual value is assumed to be nil at the end of the lease term.


 

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