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Contents

35.1 Scope.

35.2 First-time adoption – Extract from FRS102: Section 35.3-35.6.

35.2.1 OmniPro comment.

35.2.1.1 Analysis.

35.2.1.2 Illustration of transition dates.

35.2.1.3 Complete set of financial statements.

35.2.1.4 Statement of compliance and statement that these are first set under FRS 102.

35.2.1.5 Disclosure where an entity is applying the reduced disclosure framework.

35.3 Procedures for preparing financial statements at the date of transition.

35.3.1 Extract from FRS102: Section 35.7-35.8.

35.3.2 OmniPro comment.

35.3.2.1 Overview.

35.3.2.2 Practical adjustments on transition to FRS 102.

35.4 Mandatory exceptions to retrospective application – derecognition.

35.4.1 Extract from FRS102: Section 35.9(a).

35.4.2 OmniPro comment.

35.4.2.1 Derecognition defined.

35.5 Mandatory exceptions to retrospective application – accounting estimates.

35.5.1 Extract from FRS102: Section 35.9(c)

35.5.2 OmniPro comment.

35.5.2.1 Non retrospective adjustment account estimates.

35.5.2.2 Retrospective adjustments to a prior period material error.

35.5.2.3 Residual values.

35.6 Mandatory exceptions to retrospective application – discontinued operations.

35.6.1 Extract from FRS102: Section 35.9(d).

35.6.2 OmniPro comment.

35.7 Mandatory exceptions to retrospective application – non-controlling interest.

35.7.1 Extract from FRS102: Section 35.9(e).

35.7.2 OmniPro comment.

35.8 Optional exemptions – business combinations.

35.8.1 Extract from FRS102: Section 35.10(a).

35.8.2 OmniPro comment.

35.8.2.1 Overview.

35.8.2.2 Possible adjustments even where the exmption is claimed – deferred tax.

35.8.2.3 Adjustments to business combinations where it occurs after the date of transition.

35.8.2.4 Adjustments to business combinations where it occurs before date of transition but exemption Section 35.10(a) not claimed.

35.8.2.5 Transition adjustment for goodwill previously determined infinite where Section 35.10(a) is claimed.

35.8.2.6 Transition adjustment for goodwill where previously used the default life 20 years where Section 35.10(a) is claimed.

35.9 Optional exemptions – Share based payment transactions.

35.9.1 Extract from FRS102: Section 35.10(b).

35.9.2 OmniPro comment.

35.10 Optional exemptions – Fair value or revaluation as deemed cost.

35.10.1 Extract from FRS102: Section 35.10(c) and Section 35.10(d).

35.10.2 OmniPro comment.

35.10.2.1 Overview.

35.10.2.2 Previous GAAP revaluation as deemed cost.

35.10.2.3 Fair value as deemed cost.

35.10.2.4 Revaluation option chosen under old GAAP, reverting to the cost model on transition.

35.10.2.5 Deferred tax on revaluation where a previous revaluation is used as deemed cost for intangibles.

35.11 Optional exemptions – Individual and separate financial statements – carrying amount as deemed cost.

35.11.1 Extract from FRS102: Section 35.10(f).

35.11.2 OmniPro comment.

35.12 Optional exemptions – Compound financial instruments.

35.12.1 Extract from FRS102: Section 35.10(g).

35.12.2 OmniPro comment.

35.13 Optional exemptions – Decommissioning liabilities included in the cost of property, plant and equipment.

35.13.1 Extract from FRS102: Section 35.10(l).

35.13.2 OmniPro comment.

35.14 Optional exemptions – Dormant companies.

35.14.1 Extract from FRS102: Section 35.10(m).

35.14.2 OmniPro comment.

35.14.2.1 Overview.

35.14.2.2 When is an entity considered dormant?

35.15 Optional exemptions – Deferred development costs as a deemed cost.

35.15.1 Extract from FRS102: Section 35.10(n).

35.15.2 OmniPro comment.

35.15.2.1 Overview.

35.15.2.2 What happens if an entity expensed developments costs in the past?

35.16 Optional exemptions – Borrowing costs.

35.16.1 Extract from FRS102: Section 35.10(o).

35.16.2 OmniPro comment.

35.17 Optional exemptions – lease incentives.

35.17.1 Extract from FRS102: Section 35.10(p).

35.17.2 OmniPro comment.

35.17.2.1 Overview.

35.17.2.2 Leases incentives received since the date of transition.

35.18 Optional exemptions – Public benefit entity combinations.

35.18.1 Extract from FRS102: Section 35.10(q).

35.18.2 OmniPro comment.

35.19 Optional exemptions – Assets and liabilities of subsidiaries, associates and joint ventures – where accounts prepared after group accounts.

35.19.1 Extract from FRS102: Section 35.10(r).

35.19.2 OmniPro comment.

35.20 Optional exemptions – Hedge accounting – deemed meeting of hedge documentation conditions.

35.20.1 Extract from FRS102: Section 35.10(t).

35.20.2 OmniPro comment.

35.21 Optional exemptions – Small entities – fair value measurement of financial instruments and financing transactions involving related parties.

35.21.1 Extract from FRS102: Section 35.10(u) and Section 35.10(v).

35.21.2 OmniPro comment.

35.22 Impracticability – In transition.

35.22.1 Extract from FRS102: Section 35.11.

35.22.2 OmniPro comment.

35.22.2.1 What is defined as impracticable.

35.22.2.2 What is the exemption.

35.23 Optional exemptions – Service concession arrangements, Arrangements containing a lease, Extractive activities.

35.23.1 Extract from FRS102: Section 35.10(i), Section 35.10(j), Section 35.10(k) and Section 35.10(s).

35.23.2 OmniPro comment.

35.24 Disclosures.

35.24.1 Extract from FRS102: Section 35.12-35.15.

35.24.2 OmniPro comment.

35.24.2.1 Overview.

35.24.2.2 Sample Accounting policy note detailing first time disclosure.

35.24.2.3 Transition exemption not (application of Section 35.12 to 35.15 of FRS 102).

35.24.2.4 Transition note – (applying requirements of Section 35.12 to 35.15 of FRS 102).

35.24.2.4.1 Reconciliation.

35.24.2.4.1.1 Holiday pay accrual.

35.24.2.4.1.2 Rent free period for operating leases.

35.24.2.4.1.3 Revaluation of tangible assets.

35.24.2.4.1.4 Sales on unusual credit terms.

35.24.2.4.1.5 Capitalisation of borrowing costs.

35.24.2.4.1.6 Investment Property carried at fair value.

35.24.2.4.1.7 Deferred taxation.

35.24.2.4.1.8 Revaluation of tangible assets.

35.24.2.4.1.9 Revaluation of tangible assets.

35.24.2.4.1.10 Past service costs – Defined benefit scheme.

35.24.2.4.1.11 Defined benefit scheme previously accounted for as a defined contribution scheme.

35.24.2.4.1.12 Net interest charge on defined benefit schemes.

35.24.2.4.1.13 Recognition of pension surplus.

35.24.2.4.1.14 Acquisition of non-controlling interest.

35.24.2.4.1.15 Restatement of prior acquisitions.

35.24.2.4.1.16 Loans and advances to group/related companies/directors.

35.24.2.4.1.17 Loans and advances from group/related companies/directors.

35.24.2.4.1.18 Derivative financial instruments (Forward foreign currency contracts and interest rate swaps).

35.24.2.4.1.19 Traded investments.

35.24.2.4.1.20 Computer software.

35.24.2.4.1.21 Prior year adjustment – material error.

35.24.2.4.1.22 Statement of cash flows.

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35.17 Optional exemptions – lease incentives  
35.17.1 Extract from FRS102: Section 35.10(p)

35.10(p) Lease incentives

A first-time adopter is not required to apply paragraphs 20.15A and 20.25A to lease incentives provided the term of the lease commenced before the date of transition to this FRS. The first-time adopter shall continue to recognise any residual benefit or cost associated with these lease incentives on the same basis as that applied at the date of transition to this FRS.

35.17.2 OmniPro comment
35.17.2.1 Overview

Under old GAAP any lease incentives received were released from the beginning of the lease up to the date of the first market rent review. Under FRS 102 these incentives are released over the length of the lease. In effect, it is released over a shorter period under old GAAP. FRS 105 mirrors FRS 102 so this exemption is not applicable for entities transitioning from FRS 105 to FRS 102

The effect of the exemption in Section 35.10(p) of FRS 102, where lease incentives were received prior to the date of transition these leases can continue to be released in line with old GAAP (i.e. over the life of the lease) where this exemption is claimed. All leases entered into from the date of transition have to be accounted for in line with Section 20 of FRS 102.

If the entity does not claim this exemption, retrospective adjustments are required to restate the lease incentive accrual to what it should be based on Section 20 of FRS 102.

35.17.2.2 Leases incentives received since the date of transition

Where a lease incentive is received since the date of transition (i.e. in the comparative period) a transition adjustment will be required to account for this incentive over the life of its lease. The below example illustrates this.


Example 18: Lease incentives since date of transition

Company A’s date of transition is 1 January 2014 i.e. 31 December year end. Company A entered into a lease on 2 January 2014 for 10 years with a landlord for a premises it occupies. As part of the agreement the landlord provided a 3 month rent free period (lease incentive of CU200,000/12mths*3mths=CU50,000). The rent payable on the lease per annum is CU200,000. As part of the agreement, the landlord agreed to provide the first 3 months rent free. A rent review/break clause was included which could be initiated at the end of year 5. Under old GAAP, this lease incentive was released to the P&L over the 5 years as was dictated by that GAAP. Therefore at 31 December 2014 the lease incentive accrual under old GAAP was CU40,000 (i.e. the value of the rent free period of CU50,000 / 5 years * 4 years that remain) and the rent cost in the P&L was CU190,000. Assume deferred tax is at 10%. The adjustment will be tax deductible over a 5 year period in the tax computation.

Under Section 20, the lease incentive needs to be written off over the life of the lease which is 10 years. See below for the calculation of what should have been accrued at the 31 December 2014.

The journals required to be posted in Company A’s TB at the 31 December 2014 to correct the old GAAP postings are:

CU CU
Dr Rental Expense in P&L

(CU45,000-CU40,000)

5,000*
Cr Lease Incentive Accrual BS 5,000

Being journal to reverse understatement of accrual under old GAAP

From year 2 on, the CU45,000 is written back to the profit and loss and set against the rental expense i.e. at the end of year 2 the accrual would be reduced to CU40,000 (CU50,000-CU5,000 for 2014 – CU5,000 for 2015) to show the net cost of CU195,000 per annum.

If in the above example the landlord provided a contribution of CU50,000 towards the cost of fixed assets or towards the cost of relocating, the treatment would be the same.

* Calculate the actual total rental payments over the 10 years i.e. actual rent payments are only paid for 9 years and 9 months = CU200,000 *9.75 years= CU1,950,000. Therefore the total amount of rent to be charged over the life of the lease is = CU1,950,000/10 years = CU195,000 per annum or CU16,250 per month. Therefore for the first 3 months an accrual is required as no payment is made. The accrual is then reduced over the life of the lease (the value of the rent free period was CU50,000). Therefore the accrual required at 31 December 2014 was CU45,000 (CU50,000 less the amount utilised in 2014 of CU5,000 (being CU50,000 / 10 years) compared to the old GAAP accrual of CU40,000.

Given that the company has already been taxed on the additional credit posted in old GAAP of CU5,000, a deferred tax asset should recognised for the fact that this will be recouped in future tax computations

The journals required are:

CU CU
Dr Deferred Tax Asset

(CU5,000*10%)

500
Cr Deferred Tax P&L 500

Being journal to reflect deferred tax on the above adjustment

For the year ended 31 December 2015, a similar adjustment will be required (plus the profit and loss reserve adjustment for 2014), however no deferred tax will be required on the 2015 adjustment as the tax computation has not been submitted to tax authorities at the time of preparing the financial statements. 1/5th of the deferred tax asset of CU500 recognized in 2014 will have to be released in 2015 for the fact that a deduction will be obtained in the tax computation for this 1/5th in 2015. The journal required is:

CU CU
Dr Deferred Tax in P&L 100
Cr Deferred Tax Asset 100

Being journal to release 1/5th of the deferred tax asset to match the tax deduction claimed that year.


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Examples

Example 1: Transition date.

Example 2: Transition date.

Example 3:  compliance statement on adoption of FRS 102.

Example 4: compliance statement for companies applying the FRS 102 small entities financial statements.

Example 5: Acquisition not resulting in a change of control after date of transition.

Example 6: Disposal resulting in no change in control in the subsidiary after date of transition.

Example 7: Adjustments for deferred tax on business combinations prior to date of transition where transition exemption availed of.

Example 8: Adjustments to business combinations where it occurs after the date of transition (i.e. in comparative period).

Example 9: Adjustments to business combinations where it occurs before date of transition but exemption Section 35.10(a) not claimed.

Example 10: Transition adjustment for goodwill previously determined infinite where Section 35.10(a) is claimed.

Example 11: Transition adjustment for goodwill where previously used the default life 20 years where Section 35.10(a) is claimed.

Example 12: Previous GAAP revaluation as deemed cost.

Example 13: Fair value as deemed cost.

Example 14: Revaluation option chosen under old GAAP, reverting to the cost model on transition.

Example 15: Deferred tax on revaluation where a previous revaluation is used as deemed cost for intangibles.

Example 16: Adoption of fair value through profit and loss on transition

Example 17: Adoption of fair value through other comprehensive income on transition

Example 18: Lease incentives since date of transition.

Example 19: Extract from the accounting policy note.

Example 20: Extract from the notes to the financial statements – Transition exemption rate.

Example 21: FRS 102 Principle Adjustments.

 

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