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Contents

33.1 Scope.

33.2 Exclusions from Section 33 requirements – Wholly owned entities within the group.

33.2.1 Extract from FRS102: Section 33.1A.

33.2.2 OmniPro comment

33.3 Related party defined – Persons/Individuals.

33.3.1 Extract from FRS102: Section 33.2(a)

33.3.2 OmniPro comment

33.3.2.1 Overview.

33.3.2.2 Persons of close members of that person’s family.

33.3.2.2.1 Control, joint control and significant influence.

33.3.2.2.2 Close family members defined.

33.2.2.3 Key management personnel

33.2.2.4 Examples of close family members.

33.4 Related party defined – Entities.

33.4.1 Extract from FRS102: Section 33.2 (b) and Section 33.4.

33.4.2 OmniPro comment

33.4.2.1 Overview.

33.4.2.2.1 Entities are members of a group.

33.4.2.2.2 One entity is an associate or joint venture of the other or one entity is a joint venture of a third entity and the other entity is an associate of the third party.

33.4.2.2.3 Both entities are joint venture of the same third party.

33.4.2.2.4 Entity is controlled by a person that has control or significant influence or joint control or is a member of key management over/in the reporting entity.

33.4.2.2.5 Person has control or joint control of the reporting entity has significant influence over the other entity or is a member of key management personnel of the other entity.

33.4.2.2.6 Transactions with a subsidiary of a joint venture or associate.

33.4.2.2.7 Pension funds.

33.4.2.2.8 Provision of managements services by an entity or any member of a group of which it is part to the reporting entity or to the parent of the reporting entity.

33.5 Specific related party exclusions.

33.5.1 Extract from FRS102: Section 33.3-33.4.

33.5.2 OmniPro comment

33.5.2.1 Overview.

33.5.2.2 Relationships that are not related parties.

33.6 Disclosures.

33.6.1 Disclosure of parent-subsidiary relationships.

33.6.1.1 Extract from FRS102: Section 33.5.

33.6.1.2 OmniPro comment

33.6.2 Disclosure of key management personnel compensation.

33.6.2.1 Extract from FRS102: Section 33.6 – Section 33.7.

33.6.2.2 OmniPro comment.

33.6.2.2.1 Key management personnel defined.

33.6.2.2.2 Key management personnel and directors remunerated by other groups entities or shareholders – the disclosures.

33.6.2.2.2.1 Directors duties merely incidental and incurred by parent entity.

33.6.2.2.2.1.1 Possible disclosure in financial statements where directors duties are incidental

33.6.2.2.3 Sample key management personnel disclosure.

33.6.3 Disclosure of related party transactions.

33.6.3.1 Extract from FRS102: Section 33.8-33.14.

33.6.3.2 OmniPro comment.

33.6.3.2.1 Overview.

33.6.3.2.2 Rules on disclosure of items being on an arm’s length basis.

33.6.3.2.3 Disclosures where subsidiaries/ associates/ joint ventures acquired or disposed of in the period

33.6.3.2.4 Examples of related parties to be disclosed.

33.6.3.2.5 Illustrations of the related parties required by Section 33.8 to 33.14 of FRS102.

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33.5 Specific Related Party Exclusions

33.5.1 Extract from FRS102: Section 33.3-33.4

33.3 In considering each possible related party relationship, an entity shall assess the substance of the relationship and not merely the legal form

33.4 In the context of this FRS, the following are not related parties:

(a) Two entities simply because they have a director or other member of key management personnel in common or because a member of key management personnel of one entity has significant influence over the other entity.

(b) Two venturers simply because they share joint control over a joint venture.

(c) Any of the following simply by virtue of their normal dealings with an entity (even though they may affect the freedom of action of an entity or participate in its decision-making process):

(i) providers of finance;

(ii) trade unions;

(iii) public utilities; and

(iv) government departments and agencies.

(d) A customer, supplier, franchisor, distributor or general agent with whom an entity transacts a significant volume of business, merely by virtue of the resulting economic dependence.

33.5.2 OmniPro comment
33.5.2.1 Overview

It is clear from the exclusions stated in Section 33.4 of FRS102, that the substance of the relationship should be considered. Just because both companies have a director in common does not create a related party, the key question is whether that director can control/jointly control one or both companies. Where control exists, a related party relationship exists.

33.5.2.2 Relationships that are not related parties

As per Section 33.4 of FRS102 the following are not related parties:

(a) Two entities simply because they have a director or other member of key management personnel in common or because a member of key management personnel of one entity has significant influence over the other entity.

(b) Two venturers simply because they share joint control over a joint venture.

(c) Any of the following simply by virtue of their normal dealings with an entity (even though they may   affect the freedom of action of an entity or participate in its decision-making process):

(i) providers of finance;

(ii) trade unions;

(iii) public utilities; and

(iv) government departments and agencies.

(d) A customer, supplier, franchisor, distributor or general agent with whom an entity transacts a significant volume of business, merely by virtue of the resulting economic dependence.

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Examples

Example 1: Wholly owned group exemption. 

Example 2: Group exemption. 

Example 3: Close family members. 

Example 4: Close family members. 

Example 5: entities are members of a group (Section 33.2(b)(I of FRS 102)) 

Example 6: One entity is an associate or joint venture of the other or one entity is a joint venture of a third entity and the other entity is an associate of the third party (Section 33.2(b)(ii) & (iv) 

Example 7: Both entities are joint venture of the same third party (Section 33.2(b)(iii)) 

Example 8: Entity is controlled by a person that has control or significant influence or joint control or is a member of key management over/in the reporting entity, (Section 33.2(b)(vi)) 

Example 9: Person (has control or joint control of the reporting entity) has significant influence over the other entity or is a member of key management personnel of the other entity (Section 33.2(b)(vii) of FRS102. 

Example 10: Transactions with a subsidiary of a joint venture or associate. 

Example 11: Pension funds (Section 33.2(b)(v)of FRS102) 

Example 12: Provision of managements services by an entity or any member of a group of which it is part to the reporting entity or to the parent of the reporting entity (Section 33.2 (viii) of FRS102) 

Example 13: Extract from notes to the financial statements. 

Example 14: Extract from notes to the financial statements. 

Example 15: Extract from the notes to the financial statements. 

Example 15A: Disclosure of amounts due from/to group entities and related party balances including amounts due to/from directors. 

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