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Contents 

26.1 Scope of this section.

26.1.1 Extract from FRS102: Section 26.1 – 26.2.

26.1.2 OmniPro comment.

26.1.2.1 Overview.

26.1.2.1.1 What is meant by goods?

26.1.2.1.2 What are share appreciation rights?

26.1.2.1.3 Examples of arrangements that do or do not come within the remit of Section 26.

26.2 Recognition with or without vesting conditions.

26.2.1 Extract from FRS102: Section 26.3 – 26.6.

26.2.2 OmniPro comment.

26.2.2.1 Overview.

26.2.2.1.1 Vesting defined.

26.2.2.1.2 Journal required where equity settled.

26.2.2.1.3 Journal required where cash settled.

26.2.2.1.4 Example of vesting conditions.

26.3 Measurement of equity-settled share-based payment transactions.

26.3.1 Extract from FRS102: Section 26.7 – 26.9.

26.3.2 OmniPro comment.

26.3.2.1 Overview – Equity settled share -based payment transactions.

26.3.2.1.1 Equity settled share-based payment transactions – Defined.

26.3.2.1.2 Measurement basis, date and recognition date for Equity settled share-based payment transactions.

26.3.2.1.3 Grant date defined.

26.3.2.2 Examples of Measurement basis, date and recognition date where Equity settled share-based payment transactions arise.

26.3.2.2.1 Service date and fair valuing a non-employee service.

26.3.2.2.2 Determining the grant date.

26.3.2.3 Service conditions – defined.

26.3.2.4 Performance conditions – vesting and non-vesting market conditions.

26.3.2.4.1 Overview.

26.3.2.4.2 Market conditions – defined.

26.3.2.4.2.1 Examples of market vesting conditions (section 26.9 of FRS 102 refers).

26.3.2.4.2.2 Examples of non-market vesting conditions (section 26.9 of FRS 102 refers).

26.3.2.4.2.3 Non-vesting conditions.

26.3.2.5 Accounting for market and non-market vesting conditions – Fair valuing rules.

26.3.2.5.1 All market vesting and non-vesting market conditions incorporated into fair values.

26.3.2.5.1.1 Once fair value determined – it cannot change subsequently.

26.3.2.5.2 All non-market vesting and non-vesting conditions not incorporated into fair values – what used for? 

26.3.2.6 Examples – Accounting for equity settled share based payments.

26.3.2.6.1 Award with service conditions – no change in assumptions (Section 26.9 of FRS 102).

26.3.2.6.2 Award with service conditions – change in assumptions (Section 26.9 of FRS 102).

26.3.2.6.3 Equity instruments vesting in installments (service conditions) (Section 26.7 to 26.9 of FRS 102).

26.3.2.6.4 Equity instruments – non market vesting conditions.

26.3.2.6.5 Equity instruments – award with non-market performance vesting conditions and variable number of equity instruments.

26.3.2.6.6 Award of equity with a market condition.

26.4 Valuation of shares, Share options and equity-settled share appreciation rights.

26.4.1 Extract from FRS102: Section 26.10 to 26.11.

26.4.2 OmniPro comment.

26.4.2.1 Overview.

26.4.2.2 Fair valuing shares, share options and equity-settled share appreciation rights.

26.4.2.3 What happens when share options or share appreciation rights cannot be determined easily – method to use – Option pricing models.

26.4.2.4 Examples of option pricing model and how they work.

26.5 Modifications to the terms and conditions on which equity instruments were granted.

26.5.1 Extract from FRS102: Section 26.12.

26.5.2 OmniPro comment.

26.5.2.1 Overview.

26.5.2.1.1 Modification increases value to the employee.

26.5.2.1.1.1 What is meant by incremental value.

26.5.2.1.2 Modification decreases value to the employee.

26.5.2.2 Examples of modifications.

26.5.2.2.1 Worked examples of modifications – repricing/increase in number of options.

26.6 Cancellations and settlements.

26.6.1 Extract from FRS102: Section 26.13.

26.6.2 OmniPro comment.

26.6.2.1 Overview and application.

26.6.2.2 Examples of cancellation and settlement – accounting.

26.6.2.3 Forfeitures.

26.6.2.3.1 What is a forfeiture?

26.6.2.3.2 Accounting for forfeitures.

26.7 Cash-settled share-based payment transactions (and cash alternatives).

26.7.1 Extract from FRS102: Section 26.14-26.15B.

26.7.2 OmniPro comment.

26.7.2.1 Overview.

26.7.2.1.1 Entity has choice to settle in cash or by issuance of equity.

26.7.2.1.2 Counterparty has choice to settle in cash or by issuance of equity.

26.7.2.2 Examples of cash settled share based payment transactions.

26.7.2.3 Accounting examples of cash settled share based payments.

26.8 Group plans.

28.8.1 Extract from FRS102: Section 26.16.

26.8.2 OmniPro comment.

26.8.2.1 Share based payments where shares issued in parent in return for service in Subsidiary.

26.8.2.1.1 Accounting for the SBC in the subsidiary.

26.8.2.1.1.1 Recharge of costs by parent subsequently.

26.8.2.1.2 Accounting for the SBC in the parent.

26.8.2.1.2.1 Recharge of costs by parent subsequently.

26.8.2.2 Allocation of share based payment charge within a group.

26.8.2.3 Share based payment accounting in Groups.

26.9 Deferred tax.

26.10 Disclosures.

26.10.1 Extract from FRS102: Section 26.18 – 26.23.

26.10.2 OmniPro comment.

26.10.2.1 Overview.

26.10.2.2 Accounting policy notes.

26.10.2.3 Extract from the notes to the financial statements.

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26.9 Deferred tax

Depending on the tax jurisdication deferred tax may need to be recognized. Where the issuance of shares are allowed as a tax deductible expense when paid, deferred tax will arise as a timing difference arises for the fact that the expense will have hit the profit and loss account before the tax deduction is given (i.e. deferred tax asset exists). The deferred tax rate to use is the trading rate as this is the rate at which the timing difference will reverse.

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Examples:

Example 1: Shares issued for services rendered.

Example 2: Shares issued in return for stock.

Example 3: Share appreciation.

Example 4: Share options.

Example 5: Shares issued to employees as part of a business combination.

Example 6: Shares issued to the previous owner as part of a business combination.

Example 7: Issuance of share rights/options in other group companies.

Example 8: Phantom share scheme.

Example 9: Vesting conditions.

Example 10: Non-vesting conditions.

Example 11: Service date.

Example 12: Grant date.

Example 13: Grant date.

Example 14: Award with service conditions – no change in assumptions.

Example 15: Award with service conditions – change in assumptions.

Example 16: Equity instruments vesting in installments (Section 26.7 to 26.9 of FRS 102).

Example 17: Equity instruments – non market vesting conditions.

Example 18: Equity instruments – award with non-market performance vesting conditions and variable number of equity instruments.

Example 19: Award of equity with a market condition.

Example 20: Award of equity with a market condition.

Example 21: Modification – repricing.

Example 22: Modification – increase in number of options.

Example 23: Cancellation and settlement of a share option during vesting period.

Example 24: Forfeiture.

Example 25: Cash settled share based payment.

Example 26: SBC and groups.

Example 27: SBC and groups.

Example 28: Extract from the accounting policy notes.

Example 29: Extract from the notes to the financial statements.

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